Mr. Gott joined U.S. Capital Advisors in May, 2012 as a Senior Compliance Officer. He is a veteran in the financial services industry dating back to 1994 when he served as an assistant operations manager at Chase Securities of Texas. Prior to joining the Firm, Mr. Gott served as the AML Compliance Officer for two FINRA member firms, Sanders Morris Harris Inc. and Global Financial Services, LLC.
At U.S. Capital Advisors Mr. Gott serves as the designated AML Compliance Officer while maintaining supervisory and oversight responsibility for Equity Research and Municipal Securities. He holds the Series 4, 7, 24, 53, 66 and 87 licenses. Mr. Gott also holds the CAMS designation and is a member of the Association of Certified Anti-Money Laundering Specialist (ACAMS®).